Prime Brokerage and Execution Services

... providing the infrastructure and support for success ...

SIP Prime Brokerage Services Group, a division of Securities & Investment Planning Company, provides prime brokerage and execution services to start-up and established hedge funds, trading groups, and qualified individual investors in the U.S. and abroad. In addition, specialized services and support are provided to institutional clients such as RIA's, money managers, banks, and financial institutions.

Our services include:

x> Domestic and international clearing though our custodian*

> Stock lending*

> Comprehensive Advent portfolio reporting with an emphasis on management, performance, portfolio, fixed income, and multi-currency

> Electronic Trading (DMA) with full connectivity to all listed US equity and options exchanges, ECN's, and algorithmic formulas including full integration of traded positions to custodian

> Agency Trading in domestic and international equities, ETF's, options, fixed income, and municipals

> Technology driven back office with online account access, positions, balances, holdings, portfolio reports, "away" trade input, stock loan, confirmations, and account statement availability

> Start-Up Solutions for newly created hedge funds greatly reducing implementation schedule

> Capital Introduction Program for qualified managers with an established track record

Experienced and knowledgeable operational, trading and client support staff interact with every prime broker client. Whether it is reconciling an "away" trade, preparing a customized portfolio report, executing an international equity order, or interacting with a fund administrator, the SIP Prime Brokerage Services Group stands ready to meet the individual needs of each client.

 

 

* Jefferies & Co. Inc., clears and settle trades for SIP Prime, A Division of Securities & Investment Planning Company